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Rev.
12/31/2009 |
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FACTS |
WHAT
DOES HUNTINGTON STEELE DO WITH YOUR PERSONAL INFORMATION? |
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Why? |
Financial
companies choose how they share your personal information.
Federal law gives consumers the right to limit some but
not all sharing. Federal law also requires us to tell you how
we collect, share, and protect your personal information. Please read this notice carefully to understand
what we do. |
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| What? |
The
types of personal information we collect and share depend on the
product or service you have with us. This information can include: |
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Social Security Number and income |
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Assets |
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Risk Tolerance |
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Investment Experience |
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Employment Information |
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When
you are no longer our customer, we continue to share your information
as described in this notice. |
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How? |
All
financial companies need to share customers' personal information
to run their everyday business. In the selection below, we list the reasons
financial companies can share their customers' personal information;
the reasons Huntington Steele chooses to share; and whether you
can limit this sharing. |
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Reasons
we can share your information |
Does
Huntington Steele share? |
Can
you limit this sharing? |
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For
our everyday business purposes - such as to process your transactions, maintain your account(s),
respond to court orders and legal investigations, or report to
credit bureaus |
YES |
NO |
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For
our marketing purposes - to offer
our products and services to you |
NO |
WE
DON'T SHARE |
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For
joint marketing with other financial companies |
NO |
WE
DON'T SHARE |
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For
our affiliate's everyday business purposes - information about your transactions and experiences |
NO |
WE
DON'T SHARE |
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For
our affiliate's everyday business purposes - information about your creditworthiness |
NO |
WE
DON'T SHARE |
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For
nonaffiliates to market you |
NO |
WE
DON'T SHARE |
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Questions? |
Call
(206) 204-0320 or go to www.huntingtonsteele.com |
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Page
2 |
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What
we do |
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How
does Huntington Steele protect my personal information? |
To
protect your personal information from unauthorized access and
use, we use security measures that comply with federal law.
These measures include computer safeguards and secured
files and buildings. |
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How
does Huntington Steele collect my personal information? |
We
collect your personal information, for example when you |
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Open an account |
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Give us your income information |
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Show your government-issued ID |
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Seek advice about your investments |
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Enter into an advisory contract |
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Why
can't I limit all sharing? |
Federal
law gives you the right
to limit only |
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Sharing for affiliate's everyday business purposes - information
about your creditworthiness |
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Affiliates from using your information to market to you |
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Sharing for nonaffiliates to market to you |
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Definitions |
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Affiliates |
Companies
related by common ownership or control.
They can be financial and non financial companies. |
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Huntington Steele has no affiliates |
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Nonaffiliates |
Companies
not related by common ownership or control.
They can be financial and non financial companies. |
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Nonaffiliates
we share with can include: |
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Our custodians |
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Our equity sub-advisors |
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Joint
marketing |
A
formal agreement between nonaffiliated financial companies that
together market financial products or services to you. |
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Huntington Steele doesn't jointly market |
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